Role Based Access Control (RBAC) and Role Based Security

One of the most challenging problems in managing large networks is the complexity of security administration. Role based access control (also called role based security), as formalized in 1992 by David Ferraiolo and Rick Kuhn (pdf), has become the predominant model for advanced access control because it reduces this cost. A variety of IT vendors, including IBM, Sybase, Secure Computing, and Siemens began developing products based on this model in 1994. In 2000, the Ferraiolo-Kuhn model was integrated with the framework of Sandhu et al. (pdf) to create a unified model for RBAC, published as the NIST RBAC model (Sandhu, Ferraiolo, and Kuhn, 2000 - pdf) and adopted as an ANSI/INCITS standard in 2004. Today, most information technology vendors have incorporated RBAC into their product lines, and the technology is finding applications in areas ranging from health care to defense, in addition to the mainstream commerce systems for which it was designed. As of 2010, the majority of users in enterprises of 500 or more are now using RBAC, according to the Research Triangle Institute. For more information, please contact us at: rbac-info@nist.gov.

RBAC Workshop, was held July 17, 2013.

Economic Benefits of Role Based Access Control Analyzes economic value of RBAC for the enterprise and for the national economy, and provides quantitative economic benefits of RBAC per employee for adopting firms. Of particular interest to firms considering RBAC, report calculates savings from reduced employee downtime, more efficient provisioning, and more efficient access control policy administration, beyond the added security provided by RBAC. NIST's RBAC research was estimated to have contributed $1.1 billion in economic value. (pdf - Feb. 2011, Research Triangle Institute)

RBAC vs. ABAC - attribute based access control. ABAC is a rule-based approach to access control that can be easy to set up but complex to manage. We are investigating both practical and theoretical aspects of ABAC and similar approaches. The following papers discuss ABAC and tradeoffs in design:

E.J. Coyne, T.R. Weil, ABAC and RBAC: Scalable, Flexible, and Auditable Acces Management, IEEE IT Professional, May/June 2013. - reviews tradeoffs and characteristics of role based and attribute based approaches.

D.R. Kuhn, Vulnerability Hierarchies in Access Control Configurations, 4th Symposium on Configuration Analytics and Automation (SAFECONFIG) 2011, IEEE.Oct. 31 – Nov. 1 Arlington, Virginia. pp. 1-9: shows that hierarchies of vulnerability detection conditions exist in ABAC rules, such that tests which detect one class of vulnerability are guaranteed to detect other classes.

D.R. Kuhn, E.J. Coyne, T.R. Weil, Adding Attributes to Role Based Access Control, IEEE Computer, June, 2010, pp. 79-81: discusses revisions to RBAC standard being developed to combine advantages of RBAC and ABAC approaches.

INCITS CS1.1 standards update 2012 - discussing proposal for Role Based Access Control

• Colloquim presentation on Role Based Access Control and standards, by Tim Weil at University of Denver


• Next Generation Standard. email kuhn@nist.gov for details. Overview of potential revisions to RBAC standard published in IEEE Computer, June 2010


• Revisions are solicited for INCITS 359-2004 RBAC standard. Contact us if you would like to participate in revising the RBAC standard. This work will be conducted through INCITS. More information here.


• Presentation on INCITS 459 RBAC Implementation and Interoperability Std

New to RBAC? - these sections of the site can be helpful: Primary RBAC References/Background (below), RBAC FAQ, RBAC Case Studies.
Implementing RBAC? - you may want to start with: Role Engineering and RBAC Standards, RBAC Case Studies.
Researcher or student? - see Primary RBAC References/Background (below) and other research papers on this page.
Economic Impact: NIST's RBAC research saves industry $1.1 billion (pdf - Feb. 2011)

Primary RBAC References/Background

RBAC Model

D.F. Ferraiolo and D.R. Kuhn (1992) "Role Based Access Control" 15th National Computer Security Conference, Oct 13-16, 1992, pp. 554-563. - introduced formal model for role based access control.

R. S. Sandhu, E.J. Coyne, H.L. Feinstein, C.E. Youman (1996), "Role-Based Access Control Models", IEEE Computer 29(2): 38-47, IEEE Press, 1996.- proposed a framework for RBAC models.

RBAC Standard

Original proposal: R. Sandhu, D.F. Ferraiolo, D, R. Kuhn (2000), "The NIST Model for Role Based Access Control: Toward a Unified Standard," Proceedings, 5th ACM Workshop on Role Based Access Control, July 26-27, 2000, Berlin, pp.47-63 - first public draft of the NIST RBAC model and proposal for an RBAC standard.

Current standard: American National Standard 359-2004 is the information technology industry consensus standard for RBAC. An explanation of the model used in the standard can be found in the original proposal above. The official standards document is published by ANSI INCITS.

D.F. Ferraiolo, R. Kuhn, R. Sandhu (2007), "RBAC Standard Rationale: comments on a Critique of the ANSI Standard on Role Based Access Control", IEEE Security & Privacy, vol. 5, no. 6 (Nov/Dec 2007), pp. 51-53 - explains decisions made in developing RBAC standard.

D.R. Kuhn, E.J. Coyne, T.R. Weil, "Adding Attributes to Role Based Access Control", IEEE Computer, vol. 43, no. 6 (June, 2010), pp. 79-81.

RBAC for web services standard: Web applications can use RBAC services defined by the OASIS XACML Technical Committee (see "XACML RBAC Profile"). The XACML specification describes building blocks from which an RBAC solution is constructed. A full example illustrates these building blocks. The specification then discusses how these building blocks may be used to implement the various elements of the RBAC model presented in ANSI INCITS 359-2004.

RBAC Topics

RBAC Design & Implementation

• D.F. Ferraiolo and D.R. Kuhn (1992) "Role Based Access Control" 15th National Computer Security Conf. Oct 13-16, 1992, pp. 554-563 the original paper that evolved into the NIST RBAC model.


• "An Introduction to Role Based Access Control" NIST CSL Bulletin on RBAC (December, 1995)


• D.F. Ferraiolo, D.R. Kuhn, R. Chandramouli, Role Based Access Control (book), Artech House, 2003, 2nd Edition, 2007.


• D. Ferraiolo, J. Cugini, R. Kuhn, "Role Based Access Control: Features and Motivations," Proceedings, Annual Computer Security Applications Conference, IEEE Computer Society Press, 1995. - extends 1992 model.


• D.R. Kuhn, "Mutual Exclusion of Roles as a Means of Implementing Separation of Duty in Role-Based Access Control Systems" Second ACM Workshop on Role-Based Access Control. 1997 - defines necessary and sufficient conditions for safe separation of duty.


• R. Chandramouli, R. Sandhu, "Role Based Access Control Features in Commercial Database Management Systems," 21st National Information Systems Security Conference, October 6-9, 1998, Crystal City, Virginia. Best Paper Award! - survey of RBAC implementations.


• S. Gavrila, J. Barkley, "Formal Specification for Role Based Access Control User/Role and Role/Role Relationship Management" (1998), Third ACM Workshop on Role-Based Access Control.


• D.R. Kuhn. "Role Based Access Control on MLS Systems Without Kernel Changes" Third ACM Workshop on Role Based Access Control,October 22-23,1998 - how to simulate RBAC on MAC systems.


• J. Barkley, C. Beznosov, Uppal, "Supporting Relationships in Access Control using Role Based Access Control", Fourth ACM Workshop on Role-Based Access Control (1999).


• R. Sandhu, D. Ferraiolo, R. Kuhn, "The NIST Model for Role Based Access Control: Towards a Unified Standard," Proceedings, 5th ACM Workshop on Role Based Access Control, July 26-27, 2000, Berlin,pp.47-63. - initial proposal for the current INCITS 359-2004 RBAC standard.


• W.A. Jansen, "Inheritance Properties of Role Hierarchies," 21st National Information Systems Security Conference, October 6-9, 1998, Crystal City, Virginia - analyzes permission inheritance in RBAC.


• R. Chandramouli,"Business Process Driven Framework for defining an Access Control Service based on Roles and Rules", 23rd National Information Systems Security Conference, 2000. PDF
• W.A. Jansen, "A Revised Model for Role Based Access Control", NIST-IR 6192, July 9, 1998
• Slide Presentation from DOE Security Research Workshop III, (Barkley, 1998).
• Slide Presentation Summarizing RBAC Projects
• "A Marketing Survey of Civil Federal Government Organizations to Determine the Need for RBAC Security Product" (SETA Corporation, 1996).
• D. F. Ferraiolo, .Chandramouli, G.J. Ahn, S.I. Gavrila, The role control center: features and case studies, SACMAT '03: Proceedings of the eighth ACM symposium on Access control models and technologies, Como, Italy, 2003, pp. 12-20.

Access Control System Testing 

• D.R. Kuhn, "Vulnerability Hierarchies in Access Control Configurations", 4th Symposium on Configuration Analytics and Automation, IEEE, Oct. 31 - Nov. 1, 2011, Arlington, VA.
• V. Hu, D.R. Kuhn, T. Xie, "Property Verification for Generic Access Control Models",  IEEE/IFIP International Symposium on Trust, Security, and Privacy for Pervasive Applications, Shanghai, China, Dec. 17-20, 2008.

• Object Oriented Design

• J. Barkley, "Implementing Role Based Access Control Using Object Technology", First ACM Workshop on Role-Based Access Control (1995). HTML  Postscript
• J.F. Barkley, A.V. Cincotta, "Managing Role/Permission Relationships Using Object Access Types", Third ACM Workshop on Role Based Access Control (1998). HTML
• "A Resource Access Decision Service for CORBA-based Distributed Systems" (Beznosov, Deng, Blakley, Burt, Barkley, 1999), ACSAC (Annual Computer Security Applications Conference). Postscript
• S. Wakid, J.F. Barkley, M.Skall, "Object Retrieval and Access Management in Electronic Commerce", IEEE Communications Magazine, September 1999. HTML

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XML RBAC Administration

• R.Chandramouli, "Application of XML Tools for Enterprise-Wide RBAC Implementation Tasks" - 5th ACM workshop on Role-based Access Control, July 26-27, 2000, Berlin, Germany. - PDF
• R.Chandramouli, Specification and Validation of Enterprise Access Control Data for Conformance to Model and Policy Constraints, 7th World Multi-conference on Systemics, Cybernetics and Informatics (SCI 2003). Best Paper Award! PDF
  

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Cost/Benefits Analysis 

• The Economic Impact of Role Based Access Control. Research Triangle Institute. NIST Planning Report 02-01. 2002 PDF
• D. Ferraiolo and J.F. Barkley, "Comparing Administrative Cost for Hierarchical and Non-hierarchical Role Representations," Second ACM Workshop on Role-Based Access Control, Nov 6-7, 1997.
• J. Barkley, "Comparing Simple Role Based Access Control Models and Access Control Lists" (1997), Second ACM Workshop on Role-Based Access Control. Postscript
• "A Marketing Survey of Civil Federal Government Organizations to Determine the Need for RBAC Security Product" (SETA Corporation, 1996). Postscript

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RBAC Web Servers

• D.F. Ferraiolo, J. Barkley, D.R. Kuhn, "A Role Based Access Control Model and Reference Implementation within a Corporate Intranet", ACM Transactions on Information Systems Security, Volume 1, Number 2, February 1999. PDF  Postscript
• D.F. Ferraiolo, J. Barkley,"Specifying and Managing Role-Based Access Control within a Corporate Intranet" (1997), Second ACM Workshop on Role-Based Access Control.PDF  Postscript
• J. Barkley, A.V. Cincotta, D.F. Ferraiolo, S. Gavrila, , D.R. Kuhn, "Role Based Access Control for the World Wide Web", 20th National Computer Security Conference (1997).PDF  Postscript
• "Role Based Access Control for the World Wide Web" Slide Presentation Postscript
• J. Barkley, D.R. Kuhn, L. Rosenthal, M. Skall, A.V. Cincotta, "Role-Based Access Control for the Web", CALS Expo International & 21st Century Commerce 1998: Global Business Solutions for the New Millennium (1998). HTML

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Detailed Overview

Security administration can be costly and prone to error because administrators usually specify access control lists for each user on the system individually. With RBAC, security is managed at a level that corresponds closely to the organization's structure. Each user is assigned one or more roles, and each role is assigned one or more privileges that are permitted to users in that role. Security administration with RBAC consists of determining the operations that must be executed by persons in particular jobs, and assigning employees to the proper roles. Complexities introduced by mutually exclusive roles or role hierarchies are handled by the RBAC software, making security administration easier.

This web site explains RBAC concepts, costs vs.benefits and economic impact of RBAC, design and implementation issues, the proposed standard, and advanced research topics. The NIST model for RBAC was adopted as an American National Standard by the American National Standards Institute, International Committee for Information Technology Standards (ANSI/INCITS) on February 11, 2004. See the RBAC Standards Section for more information.